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Industry News

March 14, 2024

Federal Reserve Board fines JPMorgan Chase & Co. $98.2 Million

The Federal Reserve Board (FRB) issued an enforcement action against JPMorgan Chase & Co. and fined the firm approximately $98.2 million for an inadequate program to monitor firm and client...
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March 14, 2024

The Office of Foreign Assets Control (OFAC) fines EFG International AG for Apparent Violation of the Cuban Asset Control Regulations, the Kingpin Act, and Executive Order 14024

March 14, 2024, The Office of Foreign Assets Control (OFAC), announced a $3,740,442 settlement with EFG International AG, a Switzerland-based global private banking group for processing 873 securities transactions in...
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March 14, 2024

OCC fine JPMorgan Chase Bank, N.A. $250 Million Civil Money Penalty

On March 14, 2024, “The Office of the Comptroller of the Currency (OCC) announced a $250 million civil money penalty against JPMorgan Chase Bank, N.A. (JPMC) related to deficiencies in...
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January 31, 2024

FinCEN fines Credit Union BSA Compliance Officer $100,000

On January 31, 2024, The “United States Department of the Treasury Financial Crimes Enforcement Network (FinCEN) assessed a $100,000 civil money penalty on Gyanendra Kumar Asre (Asre) for willful violations...
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December 13, 2023

U.S. Department of the Treasury OFAC fines CoinList Markets LLC for Apparent Sanction Violation

On December 13, 2023, The U.S. Office of Foreign Assets Control (OFAC) announced a $1,207,830 settlement with CoinList Markets LLC. CoinList agreed to settle its potential civil liability arising from...
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December 8, 2023

OFAC fines Nasdaq, Inc.

December 8, 2023, “The U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) today announced a settlement with Nasdaq, Inc. Nasdaq agreed to remit $4,040,923 to settle its...
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November 21, 2023

U.S. Treasury announces $4 Billion Fine which is largest settlements in history with world’s largest Virtual Currency Exchange Binance for Violations of U.S. Anti-Money Laundering and Sanctions Laws

On November 21, 2023, the United States Department of the Treasury, through the Financial Crimes Enforcement Network (FinCEN), the Office of Foreign Assets Control (OFAC), and IRS Criminal Investigation (CI),...
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November 11, 2023

The Office of Foreign Assets Control (OFAC) fines Binance Holdings Ltd. $968,618,825 for Apparent Violation on Multiple Sanctions Programs

November 11, 2023, The United States Department of the Treasury Office of Foreign Assets Control (OFAC) announced a $968,618,825 settlement with Binance Holdings, Ltd. (“Binance”), the world’s largest virtual currency...
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October 28, 2023

FATF Advances Efforts to Counter Money Laundering and Terrorist Financing

During October 2023, plenary meeting, the Financial Action Task Force (FATF), advanced numerous initiatives to strengthen global anti-money laundering and counter-terrorist financing standards. To Access full article: Click here
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